AMERIPRISE FINANCIAL INC (AMP) Insider Transactions
Over the last 12 months, 16 AMERIPRISE FINANCIAL INC (AMP) insiders filed 116 SEC Form 4 transactions — $0 in open-market purchases ( 0 distinct buyers) and $45.6M in open-market sales. 0% of all transactions were executed under a pre-scheduled Rule 10b5-1 trading plan.
- $0Open-market buys (1y)
- $45.6MOpen-market sells (1y)
- 16Distinct insiders
- 116Transactions filed
- 0%Under Rule 10b5-1 plan
- 2026-05-14Latest filing
Recent Form 4 Filings Most recent 50 of 116 (1-year window)
Each row is a single Form 4 filing event for AMP, sourced directly from SEC EDGAR. The Type column classifies the SEC transaction code into Buy / Sell / Grant / Exercise / Other; the 10b5-1 badge marks trades executed under a pre-scheduled SEC Rule 10b5-1 plan.
| Date | Insider | Title | Type | SEC Code | Value | Shares | Price |
|---|---|---|---|---|---|---|---|
| 2026-05-14 | Smyth Gerard P. | EVP & Hd. of Tech. & Serv. Del | Exercise | M | $367.4K | 2,221 | $165.41 |
| 2026-05-14 | Smyth Gerard P. | EVP & Hd. of Tech. & Serv. Del | Exercise | M | $0 | 2,221 | $0.00 |
| 2026-05-14 | Smyth Gerard P. | EVP & Hd. of Tech. & Serv. Del | Other | F | $677.1K | 1,437 | $471.22 |
| 2026-05-14 | Smyth Gerard P. | EVP & Hd. of Tech. & Serv. Del | Sell | S | $3.0M | 6,255 | $472.52 |
| 2026-05-08 | Sharpe Robert Francis JR | — | Sell | S | $559.0K | 1,200 | $465.83 |
| 2026-04-29 | BRYAN GLYNIS | — | Grant | A | $0 | 442 | $0.00 |
| 2026-04-29 | NEAL BLIXT DIANNE | — | Grant | A | $0 | 442 | $0.00 |
| 2026-04-29 | Sharpe Robert Francis JR | — | Grant | A | $0 | 442 | $0.00 |
| 2026-04-29 | DiGeso Amy | — | Grant | A | $0 | 442 | $0.00 |
| 2026-04-29 | PELLETIER LIANE J | — | Grant | A | $0 | 442 | $0.00 |
| 2026-04-29 | Shea Brian T | — | Grant | A | $0 | 442 | $0.00 |
| 2026-04-29 | WILLIAMS CHRISTOPHER J | — | Grant | A | $0 | 442 | $0.00 |
| 2026-04-28 | WILLIAMS CHRISTOPHER J | — | Grant | A | $20.6K | 43 | $475.35 |
| 2026-02-10 | TRUSCOTT WILLIAM F | CEO, GLOBAL ASSET MANAGEMENT | Sell | — | $2.7M | 5,000 | $532.08 |
| 2026-02-09 | Alvero Gumer | PRESIDENT-INSURANCE&ANNUITIES | Grant | — | $616.5K | 3,428 | $179.84 |
| 2026-02-09 | Alvero Gumer | PRESIDENT-INSURANCE&ANNUITIES | Grant | — | $617.3K | 4,865 | $126.89 |
| 2026-02-09 | Alvero Gumer | PRESIDENT-INSURANCE&ANNUITIES | Grant | — | $2.7M | 4,950 | $542.78 |
| 2026-02-09 | Alvero Gumer | PRESIDENT-INSURANCE&ANNUITIES | Grant | — | $0 | 3,428 | $0.00 |
| 2026-02-09 | Alvero Gumer | PRESIDENT-INSURANCE&ANNUITIES | Grant | — | $0 | 4,865 | $0.00 |
| 2026-02-09 | Alvero Gumer | PRESIDENT-INSURANCE&ANNUITIES | Sell | — | $2.5M | 4,658 | $542.88 |
| 2026-02-06 | Brockman Dawn M. | SVP AND CONTROLLER | Grant | — | $4.7K | 9 | $542.99 |
| 2026-02-05 | Berman Walter Stanley | EXECUTIVE VP AND CFO | Sell | — | $3.8M | 7,000 | $544.22 |
| 2026-02-04 | CRACCHIOLO JAMES M | CHAIRMAN AND CEO | Sell | — | $3.9M | 7,136 | $540.11 |
| 2026-02-04 | CRACCHIOLO JAMES M | CHAIRMAN AND CEO | Sell | — | $2.3M | 4,235 | $541.46 |
| 2026-02-04 | CRACCHIOLO JAMES M | CHAIRMAN AND CEO | Sell | — | $3.1M | 5,643 | $542.78 |
| 2026-02-04 | CRACCHIOLO JAMES M | CHAIRMAN AND CEO | Sell | — | $2.5M | 4,507 | $543.88 |
| 2026-02-04 | CRACCHIOLO JAMES M | CHAIRMAN AND CEO | Sell | — | $3.8M | 6,886 | $545.04 |
| 2026-02-04 | CRACCHIOLO JAMES M | CHAIRMAN AND CEO | Sell | — | $972.5K | 1,782 | $545.76 |
| 2026-02-04 | CRACCHIOLO JAMES M | CHAIRMAN AND CEO | Sell | — | $1.6M | 2,928 | $547.51 |
| 2026-02-04 | CRACCHIOLO JAMES M | CHAIRMAN AND CEO | Sell | — | $8.6M | 15,696 | $548.61 |
| 2026-02-03 | PELLETIER LIANE J | — | Grant | — | $96.7K | 182 | $530.05 |
| 2026-02-03 | WILLIAMS CHRISTOPHER J | — | Grant | — | $20.6K | 39 | $530.05 |
| 2026-02-02 | Berman Walter Stanley | EXECUTIVE VP AND CFO | Grant | — | $0 | 2,790 | $0.00 |
| 2026-02-02 | Berman Walter Stanley | EXECUTIVE VP AND CFO | Grant | — | $0 | 9,117 | $0.00 |
| 2026-02-02 | Sweeney Joseph Edward | PRES-AWM PRODUCTS & SERVICES | Grant | — | $0 | 1,702 | $0.00 |
| 2026-02-02 | Sweeney Joseph Edward | PRES-AWM PRODUCTS & SERVICES | Grant | — | $0 | 5,561 | $0.00 |
| 2026-02-02 | Alvero Gumer | PRESIDENT-INSURANCE&ANNUITIES | Grant | — | $0 | 405 | $0.00 |
| 2026-02-02 | Alvero Gumer | PRESIDENT-INSURANCE&ANNUITIES | Grant | — | $0 | 1,326 | $0.00 |
| 2026-02-02 | Brockman Dawn M. | SVP AND CONTROLLER | Grant | — | $0 | 177 | $0.00 |
| 2026-02-02 | Brockman Dawn M. | SVP AND CONTROLLER | Grant | — | $0 | 339 | $0.00 |
| 2026-02-02 | Smyth Gerard P. | EVP & CIO | Grant | — | $0 | 1,014 | $0.00 |
| 2026-02-02 | Smyth Gerard P. | EVP & CIO | Grant | — | $0 | 3,315 | $0.00 |
| 2026-02-02 | MELLOH HEATHER J. | EVP AND GENERAL COUNSEL | Grant | — | $0 | 583 | $0.00 |
| 2026-02-02 | MELLOH HEATHER J. | EVP AND GENERAL COUNSEL | Grant | — | $0 | 1,906 | $0.00 |
| 2026-02-02 | TRUSCOTT WILLIAM F | CEO, GLOBAL ASSET MANAGEMENT | Grant | — | $0 | 2,536 | $0.00 |
| 2026-02-02 | TRUSCOTT WILLIAM F | CEO, GLOBAL ASSET MANAGEMENT | Grant | — | $0 | 8,288 | $0.00 |
| 2026-02-02 | Davies William | EXECUTIVE VP, GLOBAL CIO | Grant | — | $0 | 529 | $0.00 |
| 2026-02-02 | Davies William | EXECUTIVE VP, GLOBAL CIO | Grant | — | $0 | 1,729 | $0.00 |
| 2026-02-02 | CRACCHIOLO JAMES M | CHAIRMAN AND CEO | Grant | — | $0 | 11,988 | $0.00 |
| 2026-02-02 | CRACCHIOLO JAMES M | CHAIRMAN AND CEO | Grant | — | $0 | 33,299 | $0.00 |
Showing the most recent 50 of 116 transactions. For the full 1-year history with sorting, filtering, and cross-ticker industry context, open the full insider transactions drilldown.
Methodology & FAQ
How We Track AMP Insider Transactions
Form 4 disclosures are sourced directly from SEC EDGAR and re-ingested on every pipeline cycle. A complete description of transaction-code handling, the open-market vs grant distinction, and the Rule 10b5-1 plan-reference heuristic is documented in the Methodology.
What is an SEC Form 4 filing for AMERIPRISE FINANCIAL INC?
Form 4 is a transaction-level disclosure that corporate insiders — officers, directors, and beneficial owners of more than 10% of a registered class of equity securities — must file with the SEC within two business days of any change in their beneficial ownership of AMERIPRISE FINANCIAL INC (AMP) shares.
What is a Rule 10b5-1 trading plan?
Rule 10b5-1 is an SEC rule that lets insiders schedule trades in advance under a written plan, providing an affirmative defense against insider-trading allegations as long as the plan was adopted in good faith and not while in possession of material non-public information. Form 4 rows marked "10b5-1" on this page indicate the underlying trade was executed under such a plan; rows without the badge are discretionary or did not reference a plan in the Form 4 footnotes.
How is "insider buying" different from a stock grant or option exercise?
An insider buy (SEC transaction code P) is an open-market purchase of AMERIPRISE FINANCIAL INC (AMP) stock executed at the prevailing market price using the insider's personal capital. Stock grants (code A) and option exercises (code M) are compensation events, not directional trades; they are tracked separately and excluded from the "conviction" signal because they are not discretionary purchases.
How recent is the data?
Form 4 transactions are typically reported within two business days of execution. Pactolio re-ingests the EDGAR feed on a nightly cycle and reflects new filings on the next ingest run, typically within 24 hours of EDGAR acceptance. The table on this page covers the most recent 1-year window.