SMITH A O CORP (AOS) Insider Transactions
Over the last 12 months, 23 SMITH A O CORP (AOS) insiders filed 71 SEC Form 4 transactions — $0 in open-market purchases ( 0 distinct buyers) and $3.1M in open-market sales. 0% of all transactions were executed under a pre-scheduled Rule 10b5-1 trading plan.
- $0Open-market buys (1y)
- $3.1MOpen-market sells (1y)
- 23Distinct insiders
- 71Transactions filed
- 0%Under Rule 10b5-1 plan
- 2026-04-13Latest filing
Recent Form 4 Filings Most recent 50 of 71 (1-year window)
Each row is a single Form 4 filing event for AOS, sourced directly from SEC EDGAR. The Type column classifies the SEC transaction code into Buy / Sell / Grant / Exercise / Other; the 10b5-1 badge marks trades executed under a pre-scheduled SEC Rule 10b5-1 plan.
| Date | Insider | Title | Type | SEC Code | Value | Shares | Price |
|---|---|---|---|---|---|---|---|
| 2026-04-13 | Saak Aaron W | — | Grant | A | $150.0K | 2,262 | $66.32 |
| 2026-04-13 | SMITH MARK D | — | Grant | A | $150.0K | 2,262 | $66.32 |
| 2026-04-13 | MARTIN LOIS M | — | Grant | A | $150.0K | 2,262 | $66.32 |
| 2026-04-13 | MAPES CHRISTOPHER L | — | Grant | A | $150.0K | 2,262 | $66.32 |
| 2026-04-13 | Larsen Michael M | — | Grant | A | $150.0K | 2,262 | $66.32 |
| 2026-04-13 | Kadri Ilham | — | Grant | A | $150.0K | 2,262 | $66.32 |
| 2026-04-13 | HOLT VICTORIA M | — | Grant | A | $150.0K | 2,262 | $66.32 |
| 2026-04-13 | Fister Todd W | — | Grant | A | $150.0K | 2,262 | $66.32 |
| 2026-03-04 | Schuh Darrell W. | SVP; President & GM Lochinvar | Sell | — | $82.1K | 1,104 | $74.39 |
| 2026-02-23 | Carver Samuel M. | SVP - Global Operations | Grant | — | $0 | 1,144 | — |
| 2026-02-13 | Wheeler Kevin J. | Executive Chairman | Grant | — | $0 | 36,045 | $0.00 |
| 2026-02-13 | Wheeler Kevin J. | Executive Chairman | Grant | — | $1.4M | 16,942 | $79.89 |
| 2026-02-13 | Wheeler Kevin J. | Executive Chairman | Grant | — | $686.9K | 8,598 | $79.89 |
| 2026-02-13 | Wheeler Kevin J. | Executive Chairman | Grant | — | $0 | 36,045 | $0.00 |
| 2026-02-13 | STERN JAMES F | Exec VP, Corp Dev, Strat & Sec | Grant | — | $0 | 6,850 | $0.00 |
| 2026-02-13 | STERN JAMES F | Exec VP, Corp Dev, Strat & Sec | Grant | — | $257.2K | 3,220 | $79.89 |
| 2026-02-13 | STERN JAMES F | Exec VP, Corp Dev, Strat & Sec | Grant | — | $130.5K | 1,633 | $79.89 |
| 2026-02-13 | STERN JAMES F | Exec VP, Corp Dev, Strat & Sec | Grant | — | $0 | 6,850 | $0.00 |
| 2026-02-13 | Schuh Darrell W. | SVP; President & GM Lochinvar | Grant | — | $0 | 1,460 | $0.00 |
| 2026-02-13 | Schuh Darrell W. | SVP; President & GM Lochinvar | Grant | — | $0 | 1,460 | $0.00 |
| 2026-02-13 | Qiu Jack | SVP - Pres. A. O. Smith China | Grant | — | $0 | 3,275 | $0.00 |
| 2026-02-13 | Otchere Benjamin A | Vice President and Controller | Grant | — | $0 | 1,460 | $0.00 |
| 2026-02-13 | Otchere Benjamin A | Vice President and Controller | Grant | — | $43.5K | 545 | $79.89 |
| 2026-02-13 | Otchere Benjamin A | Vice President and Controller | Grant | — | $0 | 1,460 | $0.00 |
| 2026-02-13 | O'Brien Stephen D. | SVP; Pres & General Mngr NAWH | Grant | — | $0 | 2,905 | $0.00 |
| 2026-02-13 | O'Brien Stephen D. | SVP; Pres & General Mngr NAWH | Grant | — | $0 | 1,144 | $0.00 |
| 2026-02-13 | O'Brien Stephen D. | SVP; Pres & General Mngr NAWH | Grant | — | $0 | 791 | $0.00 |
| 2026-02-13 | O'Brien Stephen D. | SVP; Pres & General Mngr NAWH | Grant | — | $0 | 2,905 | $0.00 |
| 2026-02-13 | Kulkarni Parag | SVP - Int'l; President India | Grant | — | $0 | 1,115 | $0.00 |
| 2026-02-13 | Lauber Charles T | EVP & CFO | Grant | — | $0 | 9,460 | $0.00 |
| 2026-02-13 | Lauber Charles T | EVP & CFO | Grant | — | $355.2K | 4,447 | $79.89 |
| 2026-02-13 | Lauber Charles T | EVP & CFO | Grant | — | $180.1K | 2,254 | $79.89 |
| 2026-02-13 | Lauber Charles T | EVP & CFO | Grant | — | $0 | 9,460 | $0.00 |
| 2026-02-13 | Karge Douglas Samuel | SVP - President NA Water Treat | Grant | — | $0 | 1,415 | $0.00 |
| 2026-02-13 | Karge Douglas Samuel | SVP - President NA Water Treat | Grant | — | $53.2K | 666 | $79.89 |
| 2026-02-13 | Karge Douglas Samuel | SVP - President NA Water Treat | Grant | — | $27.0K | 338 | $79.89 |
| 2026-02-13 | Karge Douglas Samuel | SVP - President NA Water Treat | Grant | — | $0 | 1,415 | $0.00 |
| 2026-02-13 | Carver Samuel M. | SVP - Global Operations | Grant | — | $0 | 2,605 | $0.00 |
| 2026-02-13 | Carver Samuel M. | SVP - Global Operations | Grant | — | $82.0K | 1,026 | $79.89 |
| 2026-02-13 | Carver Samuel M. | SVP - Global Operations | Grant | — | $56.6K | 709 | $79.89 |
| 2026-02-13 | Carver Samuel M. | SVP - Global Operations | Grant | — | $0 | 2,605 | $0.00 |
| 2026-02-13 | Schuh Darrell W. | SVP; President & GM Lochinvar | Sell | — | $28.4K | 356 | $79.89 |
| 2026-02-09 | Wheeler Kevin J. | Executive Chairman | Grant | — | $0 | 18,965 | $0.00 |
| 2026-02-09 | STERN JAMES F | Exec VP, Corp Dev, Strat & Sec | Grant | — | $0 | 7,015 | $0.00 |
| 2026-02-09 | Shafer Stephen M | President and CEO | Grant | — | $0 | 33,505 | $0.00 |
| 2026-02-09 | Selby Curtis E | Senior VP - H.R. & P.A. | Grant | — | $0 | 4,740 | $0.00 |
| 2026-02-09 | Schuh Darrell W. | SVP; President & GM Lochinvar | Grant | — | $0 | 1,560 | $0.00 |
| 2026-02-09 | Qiu Jack | SVP - Pres. A. O. Smith China | Grant | — | $0 | 3,125 | $0.00 |
| 2026-02-09 | Otchere Benjamin A | Vice President and Controller | Grant | — | $0 | 1,240 | $0.00 |
| 2026-02-09 | O'Brien Stephen D. | SVP; Pres & General Mngr NAWH | Grant | — | $0 | 4,900 | $0.00 |
Showing the most recent 50 of 71 transactions. For the full 1-year history with sorting, filtering, and cross-ticker industry context, open the full insider transactions drilldown.
Methodology & FAQ
How We Track AOS Insider Transactions
Form 4 disclosures are sourced directly from SEC EDGAR and re-ingested on every pipeline cycle. A complete description of transaction-code handling, the open-market vs grant distinction, and the Rule 10b5-1 plan-reference heuristic is documented in the Methodology.
What is an SEC Form 4 filing for SMITH A O CORP?
Form 4 is a transaction-level disclosure that corporate insiders — officers, directors, and beneficial owners of more than 10% of a registered class of equity securities — must file with the SEC within two business days of any change in their beneficial ownership of SMITH A O CORP (AOS) shares.
What is a Rule 10b5-1 trading plan?
Rule 10b5-1 is an SEC rule that lets insiders schedule trades in advance under a written plan, providing an affirmative defense against insider-trading allegations as long as the plan was adopted in good faith and not while in possession of material non-public information. Form 4 rows marked "10b5-1" on this page indicate the underlying trade was executed under such a plan; rows without the badge are discretionary or did not reference a plan in the Form 4 footnotes.
How is "insider buying" different from a stock grant or option exercise?
An insider buy (SEC transaction code P) is an open-market purchase of SMITH A O CORP (AOS) stock executed at the prevailing market price using the insider's personal capital. Stock grants (code A) and option exercises (code M) are compensation events, not directional trades; they are tracked separately and excluded from the "conviction" signal because they are not discretionary purchases.
How recent is the data?
Form 4 transactions are typically reported within two business days of execution. Pactolio re-ingests the EDGAR feed on a nightly cycle and reflects new filings on the next ingest run, typically within 24 hours of EDGAR acceptance. The table on this page covers the most recent 1-year window.