CATERPILLAR INC (CAT) Insider Transactions
Over the last 12 months, 20 CATERPILLAR INC (CAT) insiders filed 274 SEC Form 4 transactions — $389.9K in open-market purchases ( 1 distinct buyers) and $243.8M in open-market sales. 0% of all transactions were executed under a pre-scheduled Rule 10b5-1 trading plan.
- $389.9KOpen-market buys (1y)
- $243.8MOpen-market sells (1y)
- 20Distinct insiders
- 274Transactions filed
- 0%Under Rule 10b5-1 plan
- 2026-06-10Latest filing
Recent Form 4 Filings Most recent 50 of 274 (1-year window)
Each row is a single Form 4 filing event for CAT, sourced directly from SEC EDGAR. The Type column classifies the SEC transaction code into Buy / Sell / Grant / Exercise / Other; the 10b5-1 badge marks trades executed under a pre-scheduled SEC Rule 10b5-1 plan.
| Date | Insider | Title | Type | SEC Code | Value | Shares | Price |
|---|---|---|---|---|---|---|---|
| 2026-06-10 | WILKINS RAYFORD JR | — | Grant | A | $0 | 211 | $0.00 |
| 2026-06-10 | SCHWAB SUSAN C | — | Grant | A | $0 | 211 | $0.00 |
| 2026-06-10 | REED DEBRA L | — | Grant | A | $0 | 211 | $0.00 |
| 2026-06-10 | Marks Judith Fran | — | Grant | A | $0 | 211 | $0.00 |
| 2026-06-10 | MacLennan David | — | Grant | A | $0 | 211 | $0.00 |
| 2026-06-10 | KEENE NAZZIC S | — | Grant | A | $0 | 211 | $0.00 |
| 2026-06-10 | Johnson Gerald | — | Grant | A | $0 | 211 | $0.00 |
| 2026-06-10 | Fish James C Jr | — | Grant | A | $0 | 211 | $0.00 |
| 2026-05-26 | Creed Joseph E | Chief Executive Officer | Grant | A | $16.4K | 18 | $908.55 |
| 2026-05-26 | Epley Kyle Joseph | Chief Financial Officer | Grant | A | $5.5K | 6 | $908.55 |
| 2026-05-14 | Johnson Denise C | Group President | Exercise | M | $3.2M | 16,078 | $196.70 |
| 2026-05-14 | Johnson Denise C | Group President | Exercise | M | $3.2M | 16,078 | $196.70 |
| 2026-05-14 | Johnson Denise C | Group President | Other | F | $3.2M | 3,473 | $910.55 |
| 2026-05-14 | Johnson Denise C | Group President | Sell | S | $1.6M | 1,787 | $904.70 |
| 2026-05-14 | Johnson Denise C | Group President | Sell | S | $2.0M | 2,259 | $905.73 |
| 2026-05-14 | Johnson Denise C | Group President | Sell | S | $1.4M | 1,491 | $906.73 |
| 2026-05-14 | Johnson Denise C | Group President | Sell | S | $1.1M | 1,191 | $907.98 |
| 2026-05-14 | Johnson Denise C | Group President | Sell | S | $2.1M | 2,302 | $908.76 |
| 2026-05-14 | Johnson Denise C | Group President | Sell | S | $1.4M | 1,568 | $909.70 |
| 2026-05-14 | Johnson Denise C | Group President | Sell | S | $366.1K | 402 | $910.65 |
| 2026-05-14 | Johnson Denise C | Group President | Sell | S | $1.5M | 1,605 | $911.92 |
| 2026-05-13 | Johnson Denise C | Group President | Exercise | M | $1.6M | 7,900 | $196.70 |
| 2026-05-13 | Johnson Denise C | Group President | Exercise | M | $1.6M | 7,900 | $196.70 |
| 2026-05-13 | Johnson Denise C | Group President | Other | F | $1.6M | 1,704 | $911.61 |
| 2026-05-13 | Johnson Denise C | Group President | Sell | S | $3.2M | 3,546 | $909.46 |
| 2026-05-13 | Johnson Denise C | Group President | Sell | S | $2.4M | 2,650 | $910.24 |
| 2026-05-13 | Schaupp William E | Chief Accounting Officer | Sell | S | $326.2K | 360 | $906.00 |
| 2026-05-11 | Fassino Anthony D. | Group President | Exercise | M | $4.7M | 21,403 | $219.76 |
| 2026-05-11 | Fassino Anthony D. | Group President | Exercise | M | $4.7M | 21,403 | $219.76 |
| 2026-05-11 | Creed Joseph E | Chief Executive Officer | Other | F | $523.5K | 574 | $912.03 |
| 2026-05-11 | Pambianchi Christine M | Chief Human Resources Officer | Other | F | $204.3K | 224 | $912.03 |
| 2026-05-11 | Fassino Anthony D. | Group President | Other | F | $4.7M | 5,120 | $918.65 |
| 2026-05-11 | Fassino Anthony D. | Group President | Sell | S | $14.2M | 15,440 | $916.75 |
| 2026-05-11 | Fassino Anthony D. | Group President | Sell | S | $773.6K | 843 | $917.73 |
| 2026-05-08 | Epley Kyle Joseph | Chief Financial Officer | Grant | A | $0 | 515 | $0.00 |
| 2026-05-08 | Epley Kyle Joseph | Chief Financial Officer | Grant | A | $0 | 1,394 | $0.00 |
| 2026-05-06 | De Lange Bob | Group President | Exercise | M | $3.6M | 28,105 | $127.60 |
| 2026-05-06 | De Lange Bob | Group President | Exercise | M | $3.6M | 28,105 | $127.60 |
| 2026-05-06 | Fassino Anthony D. | Group President | Exercise | M | $2.6M | 12,000 | $219.76 |
| 2026-05-06 | Fassino Anthony D. | Group President | Exercise | M | $2.6M | 12,000 | $219.76 |
| 2026-05-06 | BONFIELD ANDREW R J | CFO Emeritus | Exercise | M | $3.0M | 11,655 | $253.98 |
| 2026-05-06 | BONFIELD ANDREW R J | CFO Emeritus | Exercise | M | $2.6M | 7,673 | $338.65 |
| 2026-05-06 | BONFIELD ANDREW R J | CFO Emeritus | Exercise | M | $1.2M | 3,726 | $332.04 |
| 2026-05-06 | BONFIELD ANDREW R J | CFO Emeritus | Exercise | M | $3.0M | 11,655 | $253.98 |
| 2026-05-06 | BONFIELD ANDREW R J | CFO Emeritus | Exercise | M | $2.6M | 7,673 | $338.65 |
| 2026-05-06 | BONFIELD ANDREW R J | CFO Emeritus | Exercise | M | $1.2M | 3,726 | $332.04 |
| 2026-05-06 | Kaiser Jason | Group President | Other | G | $0 | 294 | $0.00 |
| 2026-05-06 | De Lange Bob | Group President | Other | F | $3.6M | 3,883 | $923.38 |
| 2026-05-06 | Fassino Anthony D. | Group President | Other | F | $2.6M | 2,848 | $925.74 |
| 2026-05-06 | BONFIELD ANDREW R J | CFO Emeritus | Other | F | $6.8M | 7,380 | $920.72 |
Showing the most recent 50 of 274 transactions. For the full 1-year history with sorting, filtering, and cross-ticker industry context, open the full insider transactions drilldown.
Top Insider Buyers of CAT By dollar volume, 1-year window
- MacLennan David $389.9K
Methodology & FAQ
How We Track CAT Insider Transactions
Form 4 disclosures are sourced directly from SEC EDGAR and re-ingested on every pipeline cycle. A complete description of transaction-code handling, the open-market vs grant distinction, and the Rule 10b5-1 plan-reference heuristic is documented in the Methodology.
What is an SEC Form 4 filing for CATERPILLAR INC?
Form 4 is a transaction-level disclosure that corporate insiders — officers, directors, and beneficial owners of more than 10% of a registered class of equity securities — must file with the SEC within two business days of any change in their beneficial ownership of CATERPILLAR INC (CAT) shares.
What is a Rule 10b5-1 trading plan?
Rule 10b5-1 is an SEC rule that lets insiders schedule trades in advance under a written plan, providing an affirmative defense against insider-trading allegations as long as the plan was adopted in good faith and not while in possession of material non-public information. Form 4 rows marked "10b5-1" on this page indicate the underlying trade was executed under such a plan; rows without the badge are discretionary or did not reference a plan in the Form 4 footnotes.
How is "insider buying" different from a stock grant or option exercise?
An insider buy (SEC transaction code P) is an open-market purchase of CATERPILLAR INC (CAT) stock executed at the prevailing market price using the insider's personal capital. Stock grants (code A) and option exercises (code M) are compensation events, not directional trades; they are tracked separately and excluded from the "conviction" signal because they are not discretionary purchases.
How recent is the data?
Form 4 transactions are typically reported within two business days of execution. Pactolio re-ingests the EDGAR feed on a nightly cycle and reflects new filings on the next ingest run, typically within 24 hours of EDGAR acceptance. The table on this page covers the most recent 1-year window.