CITIZENS FINANCIAL GROUP INC/RI (CFG) Insider Transactions
Over the last 12 months, 22 CITIZENS FINANCIAL GROUP INC/RI (CFG) insiders filed 90 SEC Form 4 transactions — $0 in open-market purchases ( 0 distinct buyers) and $1.1M in open-market sales. 0% of all transactions were executed under a pre-scheduled Rule 10b5-1 trading plan.
- $0Open-market buys (1y)
- $1.1MOpen-market sells (1y)
- 22Distinct insiders
- 90Transactions filed
- 0%Under Rule 10b5-1 plan
- 2026-05-14Latest filing
Recent Form 4 Filings Most recent 50 of 90 (1-year window)
Each row is a single Form 4 filing event for CFG, sourced directly from SEC EDGAR. The Type column classifies the SEC transaction code into Buy / Sell / Grant / Exercise / Other; the 10b5-1 badge marks trades executed under a pre-scheduled SEC Rule 10b5-1 plan.
| Date | Insider | Title | Type | SEC Code | Value | Shares | Price |
|---|---|---|---|---|---|---|---|
| 2026-05-14 | Leary Robert G | — | Grant | A | $0 | 251 | $0.00 |
| 2026-05-14 | Alexander Lee | — | Grant | A | $0 | 195 | $0.00 |
| 2026-05-14 | SIEKERKA MICHELE N | — | Grant | A | $0 | 162 | $0.00 |
| 2026-05-14 | Cumming Christine M | — | Grant | A | $0 | 323 | $0.00 |
| 2026-05-14 | Swift Christopher | — | Grant | A | $0 | 195 | $0.00 |
| 2026-05-14 | Cummings Kevin | — | Grant | A | $0 | 162 | $0.00 |
| 2026-05-14 | Lillis Terrance | — | Grant | A | $0 | 296 | $0.00 |
| 2026-05-14 | ZURAITIS MARITA | — | Grant | A | $0 | 323 | $0.00 |
| 2026-05-14 | Wade Claude E. | — | Grant | A | $0 | 57 | $0.00 |
| 2026-05-14 | Atkinson Tracy A | — | Grant | A | $0 | 94 | $0.00 |
| 2026-05-14 | KELLY EDWARD J III | — | Grant | A | $0 | 296 | $0.00 |
| 2026-05-12 | Moosally Michelle | Chief Legal Officer | Sell | S | $376.1K | 6,050 | $62.16 |
| 2026-04-23 | Lillis Terrance | — | Grant | A | $0 | 2,608 | $0.00 |
| 2026-04-23 | Cummings Kevin | — | Grant | A | $0 | 2,608 | $0.00 |
| 2026-04-23 | Leary Robert G | — | Grant | A | $0 | 2,608 | $0.00 |
| 2026-04-23 | Wade Claude E. | — | Grant | A | $0 | 2,608 | $0.00 |
| 2026-04-23 | SIEKERKA MICHELE N | — | Grant | A | $0 | 2,608 | $0.00 |
| 2026-04-23 | Atkinson Tracy A | — | Grant | A | $0 | 2,608 | $0.00 |
| 2026-04-23 | Swift Christopher | — | Grant | A | $0 | 2,608 | $0.00 |
| 2026-04-23 | Alexander Lee | — | Grant | A | $0 | 2,608 | $0.00 |
| 2026-04-23 | Cumming Christine M | — | Grant | A | $0 | 2,608 | $0.00 |
| 2026-04-23 | KELLY EDWARD J III | — | Grant | A | $0 | 2,608 | $0.00 |
| 2026-04-23 | ZURAITIS MARITA | — | Grant | A | $0 | 2,608 | $0.00 |
| 2026-03-11 | LaMonica Susan | Chief Human Resources Officer | Sell | — | $769.5K | 13,258 | $58.04 |
| 2026-03-01 | Swimmer Theodore C | Head of Commercial Banking | Grant | — | $0 | 20,383 | $0.00 |
| 2026-03-01 | Swimmer Theodore C | Head of Commercial Banking | Grant | — | $1.1M | 18,677 | $60.19 |
| 2026-03-01 | Coughlin Brendan | President | Grant | — | $0 | 26,499 | $0.00 |
| 2026-03-01 | Coughlin Brendan | President | Grant | — | $1.4M | 22,659 | $60.19 |
| 2026-03-01 | BANERJEE AUNOY | Chief Financial Officer | Grant | — | $0 | 12,335 | $0.00 |
| 2026-03-01 | Moosally Michelle | Chief Legal Officer | Grant | — | $0 | 7,060 | $0.00 |
| 2026-03-01 | Moosally Michelle | Chief Legal Officer | Grant | — | $312.6K | 5,194 | $60.19 |
| 2026-03-01 | Ruttledge Michael | Chief Information Officer | Grant | — | $0 | 11,879 | $0.00 |
| 2026-03-01 | Ruttledge Michael | Chief Information Officer | Grant | — | $661.8K | 10,995 | $60.19 |
| 2026-03-01 | Stein Richard L. | Chief Risk Officer | Grant | — | $0 | 12,958 | $0.00 |
| 2026-03-01 | Stein Richard L. | Chief Risk Officer | Grant | — | $740.0K | 12,295 | $60.19 |
| 2026-03-01 | VAN SAUN BRUCE | Chairman and CEO | Grant | — | $0 | 51,916 | $0.00 |
| 2026-03-01 | VAN SAUN BRUCE | Chairman and CEO | Grant | — | $4.8M | 79,315 | $60.19 |
| 2026-03-01 | Schnirel Christopher J | Chief Accounting Officer | Grant | — | $0 | 5,814 | $0.00 |
| 2026-03-01 | Schnirel Christopher J | Chief Accounting Officer | Grant | — | $91.1K | 1,514 | $60.19 |
| 2026-03-01 | LaMonica Susan | Chief Human Resources Officer | Grant | — | $0 | 12,149 | $0.00 |
| 2026-03-01 | LaMonica Susan | Chief Human Resources Officer | Grant | — | $786.7K | 13,071 | $60.19 |
| 2026-03-01 | MCCREE DONALD H III | Chair of the Commercial Bank | Grant | — | $0 | 52,334 | $0.00 |
| 2026-03-01 | MCCREE DONALD H III | Chair of the Commercial Bank | Grant | — | $1.9M | 31,099 | $60.19 |
| 2026-02-18 | KELLY EDWARD J III | — | Grant | — | $0 | 258 | $0.00 |
| 2026-02-18 | Lillis Terrance | — | Grant | — | $0 | 258 | $0.00 |
| 2026-02-18 | Leary Robert G | — | Grant | — | $0 | 216 | $0.00 |
| 2026-02-18 | Alexander Lee | — | Grant | — | $0 | 164 | $0.00 |
| 2026-02-18 | Wade Claude E. | — | Grant | — | $0 | 35 | $0.00 |
| 2026-02-18 | Swift Christopher | — | Grant | — | $0 | 164 | $0.00 |
| 2026-02-18 | SIEKERKA MICHELE N | — | Grant | — | $0 | 133 | $0.00 |
Showing the most recent 50 of 90 transactions. For the full 1-year history with sorting, filtering, and cross-ticker industry context, open the full insider transactions drilldown.
Methodology & FAQ
How We Track CFG Insider Transactions
Form 4 disclosures are sourced directly from SEC EDGAR and re-ingested on every pipeline cycle. A complete description of transaction-code handling, the open-market vs grant distinction, and the Rule 10b5-1 plan-reference heuristic is documented in the Methodology.
What is an SEC Form 4 filing for CITIZENS FINANCIAL GROUP INC/RI?
Form 4 is a transaction-level disclosure that corporate insiders — officers, directors, and beneficial owners of more than 10% of a registered class of equity securities — must file with the SEC within two business days of any change in their beneficial ownership of CITIZENS FINANCIAL GROUP INC/RI (CFG) shares.
What is a Rule 10b5-1 trading plan?
Rule 10b5-1 is an SEC rule that lets insiders schedule trades in advance under a written plan, providing an affirmative defense against insider-trading allegations as long as the plan was adopted in good faith and not while in possession of material non-public information. Form 4 rows marked "10b5-1" on this page indicate the underlying trade was executed under such a plan; rows without the badge are discretionary or did not reference a plan in the Form 4 footnotes.
How is "insider buying" different from a stock grant or option exercise?
An insider buy (SEC transaction code P) is an open-market purchase of CITIZENS FINANCIAL GROUP INC/RI (CFG) stock executed at the prevailing market price using the insider's personal capital. Stock grants (code A) and option exercises (code M) are compensation events, not directional trades; they are tracked separately and excluded from the "conviction" signal because they are not discretionary purchases.
How recent is the data?
Form 4 transactions are typically reported within two business days of execution. Pactolio re-ingests the EDGAR feed on a nightly cycle and reflects new filings on the next ingest run, typically within 24 hours of EDGAR acceptance. The table on this page covers the most recent 1-year window.