CAPITAL ONE FINANCIAL CORP (COF) Insider Transactions
Over the last 12 months, 28 CAPITAL ONE FINANCIAL CORP (COF) insiders filed 192 SEC Form 4 transactions — $0 in open-market purchases ( 0 distinct buyers) and $85.4M in open-market sales. 4% of all transactions were executed under a pre-scheduled Rule 10b5-1 trading plan.
- $0Open-market buys (1y)
- $85.4MOpen-market sells (1y)
- 28Distinct insiders
- 192Transactions filed
- 4%Under Rule 10b5-1 plan
- 2026-06-02Latest filing
Recent Form 4 Filings Most recent 50 of 192 (1-year window)
Each row is a single Form 4 filing event for COF, sourced directly from SEC EDGAR. The Type column classifies the SEC transaction code into Buy / Sell / Grant / Exercise / Other; the 10b5-1 badge marks trades executed under a pre-scheduled SEC Rule 10b5-1 plan.
| Date | Insider | Title | Type | SEC Code | Value | Shares | Price |
|---|---|---|---|---|---|---|---|
| 2026-06-02 | Cooper Matthew W | General Counsel & Corp Secy | Sell 10b5-1 | S | $641.8K | 3,500 | $183.36 |
| 2026-05-13 | Haggerty Kaitlin | Chief Human Resources Officer | Sell 10b5-1 | S | $21.7K | 119 | $182.59 |
| 2026-05-12 | Haggerty Kaitlin | Chief Human Resources Officer | Sell 10b5-1 | S | $240.4K | 1,307 | $183.93 |
| 2026-05-12 | Cooper Matthew W | General Counsel & Corp Secy | Sell 10b5-1 | S | $643.8K | 3,500 | $183.93 |
| 2026-05-08 | Detrick Christine Rose | — | Grant | A | $0 | 1,294 | $0.00 |
| 2026-05-08 | Harford Suni P | — | Grant | A | $0 | 1,294 | $0.00 |
| 2026-05-08 | Leenaars Cornelis PAJ | — | Grant | A | $0 | 1,294 | $0.00 |
| 2026-05-08 | Locoh-Donou Francois | — | Grant | A | $0 | 1,294 | $0.00 |
| 2026-05-08 | RASKIND PETER E | — | Grant | A | $0 | 1,294 | $0.00 |
| 2026-05-08 | Archibong Ime | — | Grant | A | $0 | 1,294 | $0.00 |
| 2026-05-08 | Killalea Peter Thomas | — | Grant | A | $0 | 1,294 | $0.00 |
| 2026-05-08 | SHATTUCK MAYO A III | — | Grant | A | $0 | 1,294 | $0.00 |
| 2026-05-08 | Wong Jennifer L. | — | Grant | A | $0 | 1,294 | $0.00 |
| 2026-05-08 | williams craig a. | — | Grant | A | $0 | 1,294 | $0.00 |
| 2026-05-08 | SHEPHERD MICHAEL | — | Grant | A | $0 | 1,294 | $0.00 |
| 2026-05-08 | Serra Eileen | — | Grant | A | $0 | 1,294 | $0.00 |
| 2026-05-01 | Karam Celia | Pres, Retail Bank | Sell 10b5-1 | S | $336.8K | 1,749 | $192.58 |
| 2026-04-07 | LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Grant | A | $0 | 11,041 | $0.00 |
| 2026-04-01 | Dean Lia | Pres, Banking & Prem. Products | Sell 10b5-1 | S | $314.1K | 1,692 | $185.61 |
| 2026-04-01 | Karam Celia | Pres, Retail Bank | Sell 10b5-1 | S | $204.0K | 1,099 | $185.61 |
| 2026-03-09 | Alexander Robert M. | Chief Information Officer | Grant | — | $0 | 9,957 | $0.00 |
| 2026-03-09 | Alexander Robert M. | Chief Information Officer | Grant | — | $834.1K | 4,491 | $185.73 |
| 2026-03-09 | Cooper Matthew W | General Counsel & Corp Secy | Grant | — | $0 | 8,094 | $0.00 |
| 2026-03-09 | Cooper Matthew W | General Counsel & Corp Secy | Grant | — | $678.1K | 3,651 | $185.73 |
| 2026-03-09 | Dean Lia | Pres, Banking & Prem. Products | Grant | — | $0 | 8,094 | $0.00 |
| 2026-03-09 | Dean Lia | Pres, Banking & Prem. Products | Grant | — | $753.3K | 4,056 | $185.73 |
| 2026-03-09 | Blinde Neal | President, Commercial Banking | Grant | — | $0 | 8,342 | $0.00 |
| 2026-03-09 | Blinde Neal | President, Commercial Banking | Grant | — | $673.1K | 3,624 | $185.73 |
| 2026-03-09 | Haggerty Kaitlin | Chief Human Resources Officer | Grant | — | $0 | 5,316 | $0.00 |
| 2026-03-09 | Haggerty Kaitlin | Chief Human Resources Officer | Grant | — | $445.4K | 2,398 | $185.73 |
| 2026-03-09 | Karam Celia | Pres, Retail Bank | Grant | — | $0 | 7,429 | $0.00 |
| 2026-03-09 | Karam Celia | Pres, Retail Bank | Grant | — | $622.4K | 3,351 | $185.73 |
| 2026-03-09 | LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Grant | — | $0 | 12,154 | $0.00 |
| 2026-03-09 | LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Grant | — | $1.0M | 5,482 | $185.73 |
| 2026-03-09 | Mouadeb Mark Daniel | President, Card | Grant | — | $0 | 5,142 | $0.00 |
| 2026-03-09 | Mouadeb Mark Daniel | President, Card | Grant | — | $430.9K | 2,320 | $185.73 |
| 2026-03-09 | Raghu Ravi | Pres, Software, Intl & Sm Bus | Grant | — | $0 | 4,834 | $0.00 |
| 2026-03-09 | Raghu Ravi | Pres, Software, Intl & Sm Bus | Grant | — | $353.4K | 1,903 | $185.73 |
| 2026-03-09 | West Kara | Chief Enterprise Risk Officer | Grant | — | $0 | 4,477 | $0.00 |
| 2026-03-09 | West Kara | Chief Enterprise Risk Officer | Grant | — | $375.2K | 2,020 | $185.73 |
| 2026-03-09 | Sanjiv Yajnik | President, Financial Services | Grant | — | $0 | 9,922 | $0.00 |
| 2026-03-09 | Sanjiv Yajnik | President, Financial Services | Grant | — | $831.1K | 4,475 | $185.73 |
| 2026-03-09 | Young Andrew M | Chief Financial Officer | Grant | — | $0 | 7,656 | $0.00 |
| 2026-03-09 | Young Andrew M | Chief Financial Officer | Grant | — | $641.3K | 3,453 | $185.73 |
| 2026-03-09 | Zamsky Michael | Chief Credit & Fin'l Risk Off. | Grant | — | $0 | 6,047 | $0.00 |
| 2026-03-09 | Zamsky Michael | Chief Credit & Fin'l Risk Off. | Grant | — | $506.7K | 2,728 | $185.73 |
| 2026-03-09 | FAIRBANK RICHARD D | Chairman and CEO | Grant | — | $0 | 55,638 | $0.00 |
| 2026-03-09 | FAIRBANK RICHARD D | Chairman and CEO | Grant | — | $4.7M | 25,093 | $185.73 |
| 2026-03-09 | FAIRBANK RICHARD D | Chairman and CEO | Grant | — | $0 | 66,901 | $0.00 |
| 2026-03-09 | FAIRBANK RICHARD D | Chairman and CEO | Grant | — | $5.6M | 30,173 | $185.73 |
Showing the most recent 50 of 192 transactions. For the full 1-year history with sorting, filtering, and cross-ticker industry context, open the full insider transactions drilldown.
Methodology & FAQ
How We Track COF Insider Transactions
Form 4 disclosures are sourced directly from SEC EDGAR and re-ingested on every pipeline cycle. A complete description of transaction-code handling, the open-market vs grant distinction, and the Rule 10b5-1 plan-reference heuristic is documented in the Methodology.
What is an SEC Form 4 filing for CAPITAL ONE FINANCIAL CORP?
Form 4 is a transaction-level disclosure that corporate insiders — officers, directors, and beneficial owners of more than 10% of a registered class of equity securities — must file with the SEC within two business days of any change in their beneficial ownership of CAPITAL ONE FINANCIAL CORP (COF) shares.
What is a Rule 10b5-1 trading plan?
Rule 10b5-1 is an SEC rule that lets insiders schedule trades in advance under a written plan, providing an affirmative defense against insider-trading allegations as long as the plan was adopted in good faith and not while in possession of material non-public information. Form 4 rows marked "10b5-1" on this page indicate the underlying trade was executed under such a plan; rows without the badge are discretionary or did not reference a plan in the Form 4 footnotes.
How is "insider buying" different from a stock grant or option exercise?
An insider buy (SEC transaction code P) is an open-market purchase of CAPITAL ONE FINANCIAL CORP (COF) stock executed at the prevailing market price using the insider's personal capital. Stock grants (code A) and option exercises (code M) are compensation events, not directional trades; they are tracked separately and excluded from the "conviction" signal because they are not discretionary purchases.
How recent is the data?
Form 4 transactions are typically reported within two business days of execution. Pactolio re-ingests the EDGAR feed on a nightly cycle and reflects new filings on the next ingest run, typically within 24 hours of EDGAR acceptance. The table on this page covers the most recent 1-year window.