NASDAQ, INC. (NDAQ) Insider Transactions
Over the last 12 months, 21 NASDAQ, INC. (NDAQ) insiders filed 103 SEC Form 4 transactions — $16.8M in open-market purchases ( 2 distinct buyers) and $83.8M in open-market sales. 1% of all transactions were executed under a pre-scheduled Rule 10b5-1 trading plan.
- $16.8MOpen-market buys (1y)
- $83.8MOpen-market sells (1y)
- 21Distinct insiders
- 103Transactions filed
- 1%Under Rule 10b5-1 plan
- 2026-06-11Latest filing
Recent Form 4 Filings Most recent 50 of 103 (1-year window)
Each row is a single Form 4 filing event for NDAQ, sourced directly from SEC EDGAR. The Type column classifies the SEC transaction code into Buy / Sell / Grant / Exercise / Other; the 10b5-1 badge marks trades executed under a pre-scheduled SEC Rule 10b5-1 plan.
| Date | Insider | Title | Type | SEC Code | Value | Shares | Price |
|---|---|---|---|---|---|---|---|
| 2026-06-11 | Torgeby Johan | — | Other | F | $26.0K | 300 | $86.72 |
| 2026-06-11 | Kazim Essa | — | Other | F | $53.9K | 622 | $86.72 |
| 2026-06-10 | SPAHT PAUL HOLDEN JR. | — | Grant | A | $0 | 2,998 | $0.00 |
| 2026-06-10 | YABUKI JEFFERY W | — | Grant | A | $0 | 4,612 | $0.00 |
| 2026-06-10 | BEGLEY CHARLENE T | — | Grant | A | $0 | 2,998 | $0.00 |
| 2026-06-10 | Koch Kathryn A. | — | Grant | A | $0 | 3,171 | $0.00 |
| 2026-06-10 | ZOLLAR ALFRED W | — | Grant | A | $0 | 4,497 | $0.00 |
| 2026-06-10 | KLOET THOMAS A | — | Grant | A | $0 | 4,554 | $0.00 |
| 2026-06-10 | Townes-Whitley Toni | — | Grant | A | $0 | 2,998 | $0.00 |
| 2026-06-10 | ARNOLDI MELISSA | — | Grant | A | $0 | 4,324 | $0.00 |
| 2026-06-10 | SPLINTER MICHAEL R | — | Grant | A | $0 | 5,246 | $0.00 |
| 2026-06-10 | Torgeby Johan | — | Grant | A | $0 | 2,998 | $0.00 |
| 2026-06-10 | Kazim Essa | — | Grant | A | $0 | 4,151 | $0.00 |
| 2026-05-18 | Griggs PC Nelson | Pres. Capital Access Platforms | Sell | S | $471.7K | 5,093 | $92.62 |
| 2026-04-28 | Peterson Bradley J | EVP, CIO | Sell | S | $700.2K | 7,710 | $90.82 |
| 2026-04-27 | Tal Cohen | Pres. Market Platforms | Sell | S | $1.4M | 15,518 | $90.75 |
| 2026-04-24 | Daly Michelle Lynn | SVP, Controller & PAO | Sell | S | $106.1K | 1,194 | $88.82 |
| 2026-04-24 | Daly Michelle Lynn | SVP, Controller & PAO | Sell | S | $11.5K | 129 | $88.85 |
| 2026-04-03 | Daly Michelle Lynn | SVP, Controller & PAO | Other | F | $36.7K | 424 | $86.65 |
| 2026-04-03 | FRIEDMAN ADENA T | Chair and CEO | Other | F | $699.7K | 8,075 | $86.65 |
| 2026-04-03 | Peterson Bradley J | EVP, CIO | Other | F | $129.9K | 1,499 | $86.65 |
| 2026-04-03 | SKULE JEREMY | EVP, CSO | Other | F | $88.1K | 1,017 | $86.65 |
| 2026-04-03 | Smith Bryan Everard | EVP, CPO | Other | F | $70.4K | 813 | $86.65 |
| 2026-04-03 | Tal Cohen | Pres. Market Platforms | Other | F | $135.6K | 1,565 | $86.65 |
| 2026-04-03 | Griggs PC Nelson | Pres. Capital Access Platforms | Other | F | $135.6K | 1,565 | $86.65 |
| 2026-04-03 | Zecca John | EVP, Global CLO | Other | F | $67.6K | 780 | $86.65 |
| 2026-04-01 | FRIEDMAN ADENA T | Chair and CEO | Exercise | M | $2.5M | 113,611 | $22.22 |
| 2026-04-01 | FRIEDMAN ADENA T | Chair and CEO | Exercise | M | $0 | 113,611 | $0.00 |
| 2026-04-01 | FRIEDMAN ADENA T | Chair and CEO | Grant | A | $0 | 39,929 | $0.00 |
| 2026-04-01 | Youngwood Sarah | EVP & CFO | Grant | A | $0 | 15,267 | $0.00 |
| 2026-04-01 | Smith Bryan Everard | EVP, CPO | Grant | A | $0 | 7,046 | $0.00 |
| 2026-04-01 | Daly Michelle Lynn | SVP, Controller & PAO | Grant | A | $0 | 2,025 | $0.00 |
| 2026-04-01 | Tal Cohen | Pres. Market Platforms | Grant | A | $0 | 15,267 | $0.00 |
| 2026-04-01 | Peterson Bradley J | EVP, CIO | Grant | A | $0 | 8,103 | $0.00 |
| 2026-04-01 | SKULE JEREMY | EVP, CSO | Grant | A | $0 | 7,633 | $0.00 |
| 2026-04-01 | Griggs PC Nelson | Pres. Capital Access Platforms | Grant | A | $0 | 11,743 | $0.00 |
| 2026-04-01 | Zecca John | EVP, Global CLO | Grant | A | $0 | 7,339 | $0.00 |
| 2026-04-01 | FRIEDMAN ADENA T | Chair and CEO | Other | F | $1.2M | 13,739 | $84.89 |
| 2026-04-01 | Smith Bryan Everard | EVP, CPO | Other | F | $182.4K | 2,149 | $84.89 |
| 2026-04-01 | Daly Michelle Lynn | SVP, Controller & PAO | Other | F | $70.6K | 832 | $84.89 |
| 2026-04-01 | Tal Cohen | Pres. Market Platforms | Other | F | $945.8K | 11,141 | $84.89 |
| 2026-04-01 | Peterson Bradley J | EVP, CIO | Other | F | $234.4K | 2,761 | $84.89 |
| 2026-04-01 | SKULE JEREMY | EVP, CSO | Other | F | $198.0K | 2,332 | $84.89 |
| 2026-04-01 | Griggs PC Nelson | Pres. Capital Access Platforms | Other | F | $280.8K | 3,308 | $84.89 |
| 2026-04-01 | Zecca John | EVP, Global CLO | Other | F | $178.0K | 2,097 | $84.89 |
| 2026-04-01 | FRIEDMAN ADENA T | Chair and CEO | Sell 10b5-1 | S | $9.7M | 113,611 | $85.44 |
| 2026-03-11 | FRIEDMAN ADENA T | Chair and CEO | Grant | — | $0 | 56,786 | $0.00 |
| 2026-03-11 | FRIEDMAN ADENA T | Chair and CEO | Grant | — | $0 | 56,786 | $0.00 |
| 2026-03-06 | FRIEDMAN ADENA T | Chair and CEO | Grant | — | $2.1M | 92,840 | $22.22 |
| 2026-03-06 | FRIEDMAN ADENA T | Chair and CEO | Grant | — | $0 | 92,840 | $0.00 |
Showing the most recent 50 of 103 transactions. For the full 1-year history with sorting, filtering, and cross-ticker industry context, open the full insider transactions drilldown.
Top Insider Buyers of NDAQ By dollar volume, 1-year window
- INVESTOR AB $15.8M
- Torgeby Johan $958.3K
Methodology & FAQ
How We Track NDAQ Insider Transactions
Form 4 disclosures are sourced directly from SEC EDGAR and re-ingested on every pipeline cycle. A complete description of transaction-code handling, the open-market vs grant distinction, and the Rule 10b5-1 plan-reference heuristic is documented in the Methodology.
What is an SEC Form 4 filing for NASDAQ, INC.?
Form 4 is a transaction-level disclosure that corporate insiders — officers, directors, and beneficial owners of more than 10% of a registered class of equity securities — must file with the SEC within two business days of any change in their beneficial ownership of NASDAQ, INC. (NDAQ) shares.
What is a Rule 10b5-1 trading plan?
Rule 10b5-1 is an SEC rule that lets insiders schedule trades in advance under a written plan, providing an affirmative defense against insider-trading allegations as long as the plan was adopted in good faith and not while in possession of material non-public information. Form 4 rows marked "10b5-1" on this page indicate the underlying trade was executed under such a plan; rows without the badge are discretionary or did not reference a plan in the Form 4 footnotes.
How is "insider buying" different from a stock grant or option exercise?
An insider buy (SEC transaction code P) is an open-market purchase of NASDAQ, INC. (NDAQ) stock executed at the prevailing market price using the insider's personal capital. Stock grants (code A) and option exercises (code M) are compensation events, not directional trades; they are tracked separately and excluded from the "conviction" signal because they are not discretionary purchases.
How recent is the data?
Form 4 transactions are typically reported within two business days of execution. Pactolio re-ingests the EDGAR feed on a nightly cycle and reflects new filings on the next ingest run, typically within 24 hours of EDGAR acceptance. The table on this page covers the most recent 1-year window.