PRINCIPAL FINANCIAL GROUP INC (PFG) Insider Transactions
Over the last 12 months, 24 PRINCIPAL FINANCIAL GROUP INC (PFG) insiders filed 194 SEC Form 4 transactions — $485 in open-market purchases ( 1 distinct buyers) and $5.4M in open-market sales. 0% of all transactions were executed under a pre-scheduled Rule 10b5-1 trading plan.
- $485Open-market buys (1y)
- $5.4MOpen-market sells (1y)
- 24Distinct insiders
- 194Transactions filed
- 0%Under Rule 10b5-1 plan
- 2026-06-08Latest filing
Recent Form 4 Filings Most recent 50 of 194 (1-year window)
Each row is a single Form 4 filing event for PFG, sourced directly from SEC EDGAR. The Type column classifies the SEC transaction code into Buy / Sell / Grant / Exercise / Other; the 10b5-1 badge marks trades executed under a pre-scheduled SEC Rule 10b5-1 plan.
| Date | Insider | Title | Type | SEC Code | Value | Shares | Price |
|---|---|---|---|---|---|---|---|
| 2026-06-08 | Brown Timothy W. | EVP, General Counsel and Sec | Grant | A | $0 | 22,279 | $0.00 |
| 2026-06-05 | HOCHSCHILD ROGER C | — | Grant | A | $72.5K | 689 | $105.22 |
| 2026-06-05 | Mills Scott | — | Grant | A | $43.8K | 416 | $105.22 |
| 2026-05-21 | Cheong Wee Yee | President - Asia & Middle East | Sell | S | $777.2K | 7,534 | $103.16 |
| 2026-05-20 | Cheong Wee Yee | President - Asia & Middle East | Sell | S | $330.9K | 3,211 | $103.06 |
| 2026-05-19 | Beams Mary E. | — | Grant | A | $0 | 2,175 | $0.00 |
| 2026-05-19 | RIVERA ALFREDO | — | Grant | A | $0 | 2,175 | $0.00 |
| 2026-05-19 | Richer Clare Stack | — | Grant | A | $0 | 2,175 | $0.00 |
| 2026-05-19 | Pickerell Blair | — | Grant | A | $0 | 2,175 | $0.00 |
| 2026-05-19 | Mitchell H Elizabeth | — | Grant | A | $0 | 2,175 | $0.00 |
| 2026-05-19 | Nordin Diane C | — | Grant | A | $0 | 2,175 | $0.00 |
| 2026-05-19 | Muruzabal Claudio | — | Grant | A | $0 | 2,175 | $0.00 |
| 2026-05-19 | Carter Miller Jocelyn | — | Grant | A | $0 | 2,175 | $0.00 |
| 2026-05-19 | HOCHSCHILD ROGER C | — | Grant | A | $0 | 2,175 | $0.00 |
| 2026-05-19 | Mills Scott | — | Grant | A | $0 | 2,175 | $0.00 |
| 2026-05-19 | Auerbach Jonathan | — | Grant | A | $0 | 2,175 | $0.00 |
| 2026-05-01 | Cheong Wee Yee | President - Asia & Middle East | Sell | S | $929.9K | 9,183 | $101.26 |
| 2026-04-30 | Djurasovic George | Interim General Counsel | Sell | S | $99 | 1 | $99.63 |
| 2026-04-30 | Cheong Wee Yee | President - Asia & Middle East | Sell | S | $478.5K | 4,737 | $101.01 |
| 2026-04-29 | Cheong Wee Yee | President - Asia & Middle East | Sell | S | $109.1K | 1,080 | $101.00 |
| 2026-04-28 | Djurasovic George | Interim General Counsel | Sell | S | $259.2K | 2,571 | $100.83 |
| 2026-03-27 | RIVERA ALFREDO | — | Grant | A | $0 | 144 | $0.00 |
| 2026-03-27 | RIVERA ALFREDO | — | Grant | A | $2.6K | 30 | $87.01 |
| 2026-03-27 | Richer Clare Stack | — | Grant | A | $0 | 174 | $0.00 |
| 2026-03-27 | Pickerell Blair | — | Grant | A | $0 | 340 | $0.00 |
| 2026-03-27 | Nordin Diane C | — | Grant | A | $0 | 264 | $0.00 |
| 2026-03-27 | Mitchell H Elizabeth | — | Grant | A | $0 | 100 | $0.00 |
| 2026-03-27 | Muruzabal Claudio | — | Grant | A | $0 | 124 | $0.00 |
| 2026-03-27 | Carter Miller Jocelyn | — | Grant | A | $0 | 805 | $0.00 |
| 2026-03-27 | Beams Mary E. | — | Grant | A | $0 | 134 | $0.00 |
| 2026-03-27 | HOCHSCHILD ROGER C | — | Grant | A | $0 | 355 | $0.00 |
| 2026-03-27 | HOCHSCHILD ROGER C | — | Grant | A | $22.8K | 262 | $87.01 |
| 2026-03-27 | Mills Scott | — | Grant | A | $0 | 307 | $0.00 |
| 2026-03-27 | Mills Scott | — | Grant | A | $15.8K | 182 | $87.01 |
| 2026-03-27 | Auerbach Jonathan | — | Grant | A | $0 | 203 | $0.00 |
| 2026-03-27 | McCullum Kenneth A. | EVP - Chief Risk Officer | Grant | A | $0 | 88 | $0.00 |
| 2026-03-27 | STRABLE-SOETHOUT DEANNA D | Chair, President and CEO | Grant | A | $0 | 680 | $0.00 |
| 2026-03-27 | STRABLE-SOETHOUT DEANNA D | Chair, President and CEO | Grant | A | $0 | 52 | $0.00 |
| 2026-03-27 | Pitz Joel | EVP & CFO | Grant | A | $0 | 278 | $0.00 |
| 2026-03-27 | Pitz Joel | EVP & CFO | Grant | A | $0 | 3 | $0.00 |
| 2026-03-27 | LITTLEFIELD CHRISTOPHER J | President - RIS | Grant | A | $0 | 660 | $0.00 |
| 2026-03-27 | Kay Kathleen B | EVP-Chief Information Officer | Grant | A | $0 | 469 | $0.00 |
| 2026-03-27 | Friedrich Amy Christine | President - Benefits & Protect | Grant | A | $0 | 707 | $0.00 |
| 2026-03-27 | Djurasovic George | Interim General Counsel | Grant | A | $0 | 176 | $0.00 |
| 2026-03-27 | Cheong Wee Yee | President - Asia & Middle East | Grant | A | $0 | 667 | $0.00 |
| 2026-03-27 | Bhatia Kamal | President and CEO - PAM | Grant | A | $0 | 509 | $0.00 |
| 2026-03-27 | Agrawal Vivek | EVP & Chief Growth Officer | Grant | A | $0 | 278 | $0.00 |
| 2026-03-02 | McCullum Kenneth A. | EVP - Chief Risk Officer | Grant | — | $126.3K | 1,316 | $96.01 |
| 2026-03-02 | McCullum Kenneth A. | EVP - Chief Risk Officer | Grant | — | $29.1K | 300 | $96.93 |
| 2026-03-02 | Bhatia Kamal | President and CEO - PAM | Grant | — | $220.7K | 2,299 | $95.99 |
Showing the most recent 50 of 194 transactions. For the full 1-year history with sorting, filtering, and cross-ticker industry context, open the full insider transactions drilldown.
Top Insider Buyers of PFG By dollar volume, 1-year window
- Muruzabal Claudio $485
Methodology & FAQ
How We Track PFG Insider Transactions
Form 4 disclosures are sourced directly from SEC EDGAR and re-ingested on every pipeline cycle. A complete description of transaction-code handling, the open-market vs grant distinction, and the Rule 10b5-1 plan-reference heuristic is documented in the Methodology.
What is an SEC Form 4 filing for PRINCIPAL FINANCIAL GROUP INC?
Form 4 is a transaction-level disclosure that corporate insiders — officers, directors, and beneficial owners of more than 10% of a registered class of equity securities — must file with the SEC within two business days of any change in their beneficial ownership of PRINCIPAL FINANCIAL GROUP INC (PFG) shares.
What is a Rule 10b5-1 trading plan?
Rule 10b5-1 is an SEC rule that lets insiders schedule trades in advance under a written plan, providing an affirmative defense against insider-trading allegations as long as the plan was adopted in good faith and not while in possession of material non-public information. Form 4 rows marked "10b5-1" on this page indicate the underlying trade was executed under such a plan; rows without the badge are discretionary or did not reference a plan in the Form 4 footnotes.
How is "insider buying" different from a stock grant or option exercise?
An insider buy (SEC transaction code P) is an open-market purchase of PRINCIPAL FINANCIAL GROUP INC (PFG) stock executed at the prevailing market price using the insider's personal capital. Stock grants (code A) and option exercises (code M) are compensation events, not directional trades; they are tracked separately and excluded from the "conviction" signal because they are not discretionary purchases.
How recent is the data?
Form 4 transactions are typically reported within two business days of execution. Pactolio re-ingests the EDGAR feed on a nightly cycle and reflects new filings on the next ingest run, typically within 24 hours of EDGAR acceptance. The table on this page covers the most recent 1-year window.