ROCKWELL AUTOMATION, INC (ROK) Insider Transactions
Over the last 12 months, 24 ROCKWELL AUTOMATION, INC (ROK) insiders filed 411 SEC Form 4 transactions — $0 in open-market purchases ( 0 distinct buyers) and $74.8M in open-market sales. 3% of all transactions were executed under a pre-scheduled Rule 10b5-1 trading plan.
- $0Open-market buys (1y)
- $74.8MOpen-market sells (1y)
- 24Distinct insiders
- 411Transactions filed
- 3%Under Rule 10b5-1 plan
- 2026-06-04Latest filing
Recent Form 4 Filings Most recent 50 of 411 (1-year window)
Each row is a single Form 4 filing event for ROK, sourced directly from SEC EDGAR. The Type column classifies the SEC transaction code into Buy / Sell / Grant / Exercise / Other; the 10b5-1 badge marks trades executed under a pre-scheduled SEC Rule 10b5-1 plan.
| Date | Insider | Title | Type | SEC Code | Value | Shares | Price |
|---|---|---|---|---|---|---|---|
| 2026-06-04 | Fordenwalt Matthew W. | SVP Lifecycle Services | Sell 10b5-1 | S | $173.6K | 377 | $460.51 |
| 2026-06-02 | Fordenwalt Matthew W. | SVP Lifecycle Services | Sell 10b5-1 | S | $99.5K | 218 | $456.34 |
| 2026-06-01 | Fordenwalt Matthew W. | SVP Lifecycle Services | Exercise | M | $0 | 595 | $0.00 |
| 2026-06-01 | Fordenwalt Matthew W. | SVP Lifecycle Services | Exercise | M | $0 | 595 | $0.00 |
| 2026-05-20 | MILLER JOHN M | VP and Chief IP Counsel | Exercise | M | $95.5K | 700 | $136.40 |
| 2026-05-20 | MILLER JOHN M | VP and Chief IP Counsel | Exercise | M | $0 | 700 | $0.00 |
| 2026-05-20 | MILLER JOHN M | VP and Chief IP Counsel | Sell 10b5-1 | S | $298.2K | 700 | $426.02 |
| 2026-05-20 | MILLER JOHN M | VP and Chief IP Counsel | Sell 10b5-1 | S | $150.8K | 354 | $426.02 |
| 2026-05-08 | Riesterer Terry L. | Vice President and Controller | Exercise | M | $98.2K | 500 | $196.43 |
| 2026-05-08 | Riesterer Terry L. | Vice President and Controller | Exercise | M | $98.7K | 400 | $246.77 |
| 2026-05-08 | Riesterer Terry L. | Vice President and Controller | Exercise | M | $0 | 500 | $0.00 |
| 2026-05-08 | Riesterer Terry L. | Vice President and Controller | Exercise | M | $0 | 400 | $0.00 |
| 2026-05-07 | Riesterer Terry L. | Vice President and Controller | Exercise | M | $222.1K | 900 | $246.77 |
| 2026-05-07 | Riesterer Terry L. | Vice President and Controller | Exercise | M | $323.7K | 1,246 | $259.81 |
| 2026-05-07 | Riesterer Terry L. | Vice President and Controller | Exercise | M | $217.5K | 778 | $279.50 |
| 2026-05-07 | Riesterer Terry L. | Vice President and Controller | Exercise | M | $0 | 900 | $0.00 |
| 2026-05-07 | Riesterer Terry L. | Vice President and Controller | Exercise | M | $0 | 1,246 | $0.00 |
| 2026-05-07 | Riesterer Terry L. | Vice President and Controller | Exercise | M | $0 | 778 | $0.00 |
| 2026-05-07 | Riesterer Terry L. | Vice President and Controller | Sell | S | $497.0K | 1,100 | $451.83 |
| 2026-05-07 | Riesterer Terry L. | Vice President and Controller | Sell | S | $1.3M | 2,924 | $452.02 |
| 2026-05-05 | Fordenwalt Matthew W. | SVP Lifecycle Services | Exercise | M | $148.1K | 600 | $246.77 |
| 2026-05-05 | Fordenwalt Matthew W. | SVP Lifecycle Services | Exercise | M | $0 | 600 | $0.00 |
| 2026-05-05 | Nardecchia Christopher | SVP, Chief Information Officer | Exercise | M | $890.2K | 2,538 | $350.76 |
| 2026-05-05 | Nardecchia Christopher | SVP, Chief Information Officer | Exercise | M | $0 | 2,538 | $0.00 |
| 2026-05-05 | Fordenwalt Matthew W. | SVP Lifecycle Services | Sell 10b5-1 | S | $62.8K | 140 | $448.26 |
| 2026-05-05 | Fordenwalt Matthew W. | SVP Lifecycle Services | Sell 10b5-1 | S | $207.0K | 460 | $449.98 |
| 2026-05-05 | Nardecchia Christopher | SVP, Chief Information Officer | Sell 10b5-1 | S | $258.3K | 586 | $440.82 |
| 2026-05-05 | Nardecchia Christopher | SVP, Chief Information Officer | Sell 10b5-1 | S | $627.2K | 1,402 | $447.37 |
| 2026-05-05 | Nardecchia Christopher | SVP, Chief Information Officer | Sell 10b5-1 | S | $247.5K | 550 | $450.04 |
| 2026-05-05 | GENEREUX SCOTT | Sr.VP, Chief Revenue Officer | Sell 10b5-1 | S | $246.3K | 550 | $447.73 |
| 2026-04-16 | ZAPICO DAVID A | — | Grant | A | $0 | 229 | $0.00 |
| 2026-04-13 | Fordenwalt Matthew W. | SVP Lifecycle Services | Exercise | M | $235.7K | 1,200 | $196.43 |
| 2026-04-13 | Fordenwalt Matthew W. | SVP Lifecycle Services | Exercise | M | $0 | 1,200 | $0.00 |
| 2026-04-13 | Fordenwalt Matthew W. | SVP Lifecycle Services | Sell 10b5-1 | S | $480.0K | 1,200 | $400.00 |
| 2026-04-10 | Perducat Cyril | SVP, Chief Technology Officer | Sell 10b5-1 | S | $78.2K | 198 | $395.00 |
| 2026-04-09 | Perducat Cyril | SVP, Chief Technology Officer | Exercise | M | $0 | 581 | $0.00 |
| 2026-04-09 | Perducat Cyril | SVP, Chief Technology Officer | Exercise | M | $0 | 581 | $0.00 |
| 2026-04-08 | Bulho Matheus De A G Viera | SVP Software and Control | Sell 10b5-1 | S | $484.4K | 1,250 | $387.50 |
| 2026-04-02 | Bulho Matheus De A G Viera | SVP Software and Control | Sell 10b5-1 | S | $107.3K | 299 | $359.00 |
| 2026-04-01 | Bulho Matheus De A G Viera | SVP Software and Control | Exercise | M | $0 | 882 | $0.00 |
| 2026-04-01 | Bulho Matheus De A G Viera | SVP Software and Control | Exercise | M | $0 | 882 | $0.00 |
| 2026-04-01 | Gipson William P | — | Grant | A | $0 | 90 | $0.00 |
| 2026-03-02 | Buttermore Robert L. | SVP,Chief Supply Chain Officer | Grant | — | $157.1K | 800 | $196.43 |
| 2026-03-02 | Buttermore Robert L. | SVP,Chief Supply Chain Officer | Grant | — | $259.1K | 1,050 | $246.77 |
| 2026-03-02 | Buttermore Robert L. | SVP,Chief Supply Chain Officer | Grant | — | $401.7K | 1,546 | $259.81 |
| 2026-03-02 | Buttermore Robert L. | SVP,Chief Supply Chain Officer | Grant | — | $985.2K | 3,525 | $279.50 |
| 2026-03-02 | Buttermore Robert L. | SVP,Chief Supply Chain Officer | Grant | — | $478.6K | 1,611 | $297.10 |
| 2026-03-02 | Buttermore Robert L. | SVP,Chief Supply Chain Officer | Grant | — | $0 | 800 | $0.00 |
| 2026-03-02 | Buttermore Robert L. | SVP,Chief Supply Chain Officer | Grant | — | $0 | 1,050 | $0.00 |
| 2026-03-02 | Buttermore Robert L. | SVP,Chief Supply Chain Officer | Grant | — | $0 | 1,546 | $0.00 |
Showing the most recent 50 of 411 transactions. For the full 1-year history with sorting, filtering, and cross-ticker industry context, open the full insider transactions drilldown.
Methodology & FAQ
How We Track ROK Insider Transactions
Form 4 disclosures are sourced directly from SEC EDGAR and re-ingested on every pipeline cycle. A complete description of transaction-code handling, the open-market vs grant distinction, and the Rule 10b5-1 plan-reference heuristic is documented in the Methodology.
What is an SEC Form 4 filing for ROCKWELL AUTOMATION, INC?
Form 4 is a transaction-level disclosure that corporate insiders — officers, directors, and beneficial owners of more than 10% of a registered class of equity securities — must file with the SEC within two business days of any change in their beneficial ownership of ROCKWELL AUTOMATION, INC (ROK) shares.
What is a Rule 10b5-1 trading plan?
Rule 10b5-1 is an SEC rule that lets insiders schedule trades in advance under a written plan, providing an affirmative defense against insider-trading allegations as long as the plan was adopted in good faith and not while in possession of material non-public information. Form 4 rows marked "10b5-1" on this page indicate the underlying trade was executed under such a plan; rows without the badge are discretionary or did not reference a plan in the Form 4 footnotes.
How is "insider buying" different from a stock grant or option exercise?
An insider buy (SEC transaction code P) is an open-market purchase of ROCKWELL AUTOMATION, INC (ROK) stock executed at the prevailing market price using the insider's personal capital. Stock grants (code A) and option exercises (code M) are compensation events, not directional trades; they are tracked separately and excluded from the "conviction" signal because they are not discretionary purchases.
How recent is the data?
Form 4 transactions are typically reported within two business days of execution. Pactolio re-ingests the EDGAR feed on a nightly cycle and reflects new filings on the next ingest run, typically within 24 hours of EDGAR acceptance. The table on this page covers the most recent 1-year window.