Lee James CI
EVP & CLO
In the last 12 months, Lee James CI filed 60 SEC Form 4 transactions across 1 issuer: $0 in open-market purchases and $12.6M in open-market sales. 5% of these transactions were executed under a pre-scheduled Rule 10b5-1 trading plan.
- $0Open-market buys (1y)
- $12.6MOpen-market sells (1y)
- 60Transactions filed
- 1Distinct issuers
- 5%Under Rule 10b5-1
- 2026-08-24Latest filing
Issuers Filed For By open-market buy volume
Recent Form 4 Filings Most recent 60 of 60 (1-year window)
| Date | Ticker | Company | Type | SEC Code | Value | Shares | Price |
|---|---|---|---|---|---|---|---|
| 2026-08-24 | STX | Seagate Technology Holdings plc | Exercise 10b5-1 | M | $638.7K | 4,032 | $158.4 |
| 2026-08-24 | STX | Seagate Technology Holdings plc | Exercise | M | $0 | 4,032 | $0.0 |
| 2026-08-24 | STX | Seagate Technology Holdings plc | Sell | S | $31.0K | 40 | $774.8 |
| 2026-08-24 | STX | Seagate Technology Holdings plc | Sell | S | $86.9K | 112 | $776.1 |
| 2026-08-24 | STX | Seagate Technology Holdings plc | Sell | S | $6.2K | 8 | $777.0 |
| 2026-08-24 | STX | Seagate Technology Holdings plc | Sell | S | $62.3K | 80 | $778.5 |
| 2026-08-24 | STX | Seagate Technology Holdings plc | Sell | S | $124.9K | 160 | $780.7 |
| 2026-08-24 | STX | Seagate Technology Holdings plc | Sell | S | $219.1K | 280 | $782.3 |
| 2026-08-24 | STX | Seagate Technology Holdings plc | Sell | S | $219.3K | 280 | $783.3 |
| 2026-08-24 | STX | Seagate Technology Holdings plc | Sell | S | $94.2K | 120 | $784.7 |
| 2026-08-24 | STX | Seagate Technology Holdings plc | Sell | S | $188.7K | 240 | $786.3 |
| 2026-08-24 | STX | Seagate Technology Holdings plc | Sell | S | $157.6K | 200 | $788.0 |
| 2026-08-24 | STX | Seagate Technology Holdings plc | Sell | S | $442.0K | 560 | $789.3 |
| 2026-08-24 | STX | Seagate Technology Holdings plc | Sell | S | $221.3K | 280 | $790.3 |
| 2026-08-24 | STX | Seagate Technology Holdings plc | Sell | S | $348.4K | 440 | $791.8 |
| 2026-08-24 | STX | Seagate Technology Holdings plc | Sell | S | $95.1K | 120 | $792.4 |
| 2026-08-24 | STX | Seagate Technology Holdings plc | Sell | S | $381.0K | 480 | $793.7 |
| 2026-08-24 | STX | Seagate Technology Holdings plc | Sell | S | $769.3K | 968 | $794.8 |
| 2026-08-24 | STX | Seagate Technology Holdings plc | Sell | S | $672.5K | 845 | $795.9 |
| 2026-08-24 | STX | Seagate Technology Holdings plc | Sell | S | $478.4K | 600 | $797.4 |
| 2026-08-24 | STX | Seagate Technology Holdings plc | Sell | S | $479.1K | 600 | $798.5 |
| 2026-08-24 | STX | Seagate Technology Holdings plc | Sell | S | $453.3K | 567 | $799.4 |
| 2026-08-24 | STX | Seagate Technology Holdings plc | Sell | S | $384.2K | 480 | $800.4 |
| 2026-08-24 | STX | Seagate Technology Holdings plc | Sell | S | $160.3K | 200 | $801.6 |
| 2026-08-24 | STX | Seagate Technology Holdings plc | Sell | S | $476.0K | 593 | $802.7 |
| 2026-08-24 | STX | Seagate Technology Holdings plc | Sell | S | $353.6K | 440 | $803.6 |
| 2026-08-24 | STX | Seagate Technology Holdings plc | Sell | S | $64.4K | 80 | $804.9 |
| 2026-08-24 | STX | Seagate Technology Holdings plc | Sell | S | $97.2K | 120 | $809.6 |
| 2026-08-24 | STX | Seagate Technology Holdings plc | Sell | S | $32.5K | 40 | $812.7 |
| 2026-08-24 | STX | Seagate Technology Holdings plc | Sell | S | $32.6K | 40 | $814.3 |
| 2026-08-24 | STX | Seagate Technology Holdings plc | Sell | S | $32.7K | 40 | $817.0 |
| 2026-08-21 | STX | Seagate Technology Holdings plc | Sell | S | $567.2K | 668 | $849.4 |
| 2026-08-21 | STX | Seagate Technology Holdings plc | Sell | S | $641.3K | 755 | $849.4 |
| 2026-08-21 | STX | Seagate Technology Holdings plc | Sell | S | $2.1M | 2,516 | $849.4 |
| 2026-08-20 | STX | Seagate Technology Holdings plc | Exercise | M | $0 | 1,512 | $0.0 |
| 2026-08-20 | STX | Seagate Technology Holdings plc | Exercise | M | $0 | 1,710 | $0.0 |
| 2026-08-20 | STX | Seagate Technology Holdings plc | Exercise | M | $0 | 5,698 | $0.0 |
| 2026-08-20 | STX | Seagate Technology Holdings plc | Exercise | M | $0 | 1,512 | $0.0 |
| 2026-08-20 | STX | Seagate Technology Holdings plc | Exercise | M | $0 | 1,710 | $0.0 |
| 2026-08-20 | STX | Seagate Technology Holdings plc | Exercise | M | $0 | 5,698 | $0.0 |
| 2026-08-20 | STX | Seagate Technology Holdings plc | Grant | A | $0 | 1,420 | $0.0 |
| 2026-08-20 | STX | Seagate Technology Holdings plc | Grant | A | $0 | 1,343 | $0.0 |
| 2026-08-20 | STX | Seagate Technology Holdings plc | Grant | A | $0 | 403 | $0.0 |
| 2026-08-20 | STX | Seagate Technology Holdings plc | Grant | A | $0 | 3,788 | $0.0 |
| 2026-07-30 | STX | Seagate Technology Holdings plc | Sell 10b5-1 | S | $609.0K | 694 | $877.5 |
| 2026-07-23 | STX | Seagate Technology Holdings plc | Sell | S | $490.7K | 542 | $905.0 |
| 2026-07-22 | STX | Seagate Technology Holdings plc | Exercise | M | $0 | 1,237 | $0.0 |
| 2026-07-22 | STX | Seagate Technology Holdings plc | Exercise | M | $0 | 1,237 | $0.0 |
| 2026-05-04 | STX | Seagate Technology Holdings plc | Sell 10b5-1 | S | $516.6K | 697 | $741.2 |
| 2026-04-22 | STX | Seagate Technology Holdings plc | Exercise | M | $0 | 1,237 | $0.0 |
| 2026-04-22 | STX | Seagate Technology Holdings plc | Exercise | M | $0 | 1,237 | $0.0 |
| 2026-04-22 | STX | Seagate Technology Holdings plc | Other | F | $313.1K | 540 | $579.9 |
| 2026-01-26 | STX | Seagate Technology Holdings plc | Sell | – | $234.8K | 673 | $348.9 |
| 2026-01-22 | STX | Seagate Technology Holdings plc | Grant | – | $0 | 1,237 | $0.0 |
| 2026-01-22 | STX | Seagate Technology Holdings plc | Grant | – | $195.4K | 564 | $346.5 |
| 2026-01-22 | STX | Seagate Technology Holdings plc | Grant | – | $0 | 1,237 | $0.0 |
| 2025-11-11 | STX | Seagate Technology Holdings plc | Sell | – | $201.4K | 697 | $289.0 |
| 2025-10-22 | STX | Seagate Technology Holdings plc | Grant | – | $0 | 1,237 | $0.0 |
| 2025-10-22 | STX | Seagate Technology Holdings plc | Grant | – | $116.1K | 540 | $215.1 |
| 2025-10-22 | STX | Seagate Technology Holdings plc | Grant | – | $0 | 1,237 | $0.0 |
Methodology & FAQ
How These Filings Are Sourced
All transactions on this page are sourced directly from SEC EDGAR. A complete description of the open-market vs grant distinction, the Rule 10b5-1 plan-reference heuristic, and the per-insider name matching is documented in the Methodology.
What companies does Lee James CI file Form 4 disclosures for?
Lee James CI has filed SEC Form 4 transactions for 1 issuer in the last 12 months: Seagate Technology Holdings plc (STX).
What does the 10b5-1 badge mean on these transactions?
Rule 10b5-1 is an SEC rule that lets insiders schedule trades in advance under a written plan, providing an affirmative defense against insider-trading allegations as long as the plan was adopted in good faith and not while in possession of material non-public information. Of Lee James CI's 60 reported transactions in the last 12 months, 3 (5%) reference a 10b5-1 trading plan in the Form 4 footnotes.
Are these all the transactions Lee James CI has executed?
This page shows SEC Form 4 transactions on record in Pactolio's tracked universe for the last 12 months. Form 4 only covers transactions in registered classes of equity at issuers where the person qualifies as an insider (officer, director, or 10% beneficial owner). Trades in funds, foreign issuers, or non-insider positions are not disclosed under Form 4 and are not included here.