Institutional Ownership

PROTEON THERAPEUTICS (PRTOEUR) Institutional Ownership & Top Holders

The most recent SEC Form 13F filings (Q4 2019) show 2 hedge funds and institutional investors holding a combined 2.4M shares of PROTEON THERAPEUTICS (PRTOEUR), valued at $972K. The median portfolio weight is 0.1%.

Institutional ownership changes in PRTOEUR reflect net buying, as the combined position increased by 1.1M shares (93.5%) from the previous quarter.

Among 13F filers, the funds with the highest portfolio allocation to PRTOEUR are Fairmount (0.1% of its 13F portfolio) and Deerfield (0.0%). In Q4 2019, Fairmount made the largest position increase (+0.1%).

Top 2 Institutional Holders in PROTEON THERAPEUTICS (PRTOEUR), Ranked by Portfolio Weight

Based on the latest SEC Form 13F filings (Q4 2019).

# Fund Shares Market Value Portfolio Weight
1 Fairmount 341,743 $140K 0.1%
2 Deerfield 2,029,000 $832K 0.0%
Latest
  • 2
    Institutional investors
  • 2,370,743
    Shares held (disclosed)
  • $972.0K
    13F market value
  • 0.1%
    Median portfolio weight

Ownership History

Quarter-by-quarter share count, market value, and portfolio conviction weight (up to 5 of the heaviest weight-by-portfolio funds) of PRTOEUR. Sourced from 13F filings; reflects long equity positions only.

Quarter-over-Quarter ActivityQ4 2019

The biggest weight-increase and weight-decrease changes among funds that hold PRTOEUR. Deltas compare the selected filing to the previous reporting quarter.

Top buyers

Top sellers

No notable sellers this quarter.

Ownership Statistics

Funds holding
2
Median weight
0.1%
Largest holder
Fairmount · 0.1%
Smallest holder
Deerfield · 0.0%
Shares held
2,370,743 (+1,145,844)

All Institutional HoldersSortable · searchable

All institutional investors (Max 50) holding PRTOEUR in the selected quarter. Click a fund name to drill into its full 13F portfolio.

2 of 2 institutional investors
1Fairmount341,743$140.0K0.1%
2Deerfield2,029,000$832.0K0.0%

Institutional Investor Count Over Time

Number of institutional investors disclosing a long position in PROTEON THERAPEUTICS INC (PRTOEUR) each reporting quarter. Sourced from SEC Form 13F-HR filings.

Methodology & FAQ

Methodology: How We Track PRTOEUR Institutional Holdings

Our data is systematically aggregated directly from quarterly Form 13F-HR disclosures submitted to the U.S. Securities and Exchange Commission (SEC).

  • Who Must File (Reporting Threshold): This dataset includes filings from U.S. institutional investment managers, hedge funds, mutual funds, university endowments, and family offices managing at least $100 million in Section 13(f) securities (including equities, options, convertibles, ETFs, and warrants).
  • What is Included (Data Scope): We capture long positions in Section 13(f) securities for PROTEON THERAPEUTICS INC (PRTOEUR). By SEC regulation, 13F filings do not require the disclosure of short positions, non-U.S. holdings, or OTC derivatives. Listed options are excluded from portfolio weight calculations to ensure comparability across filers.
  • Portfolio Weight Explained (Metric Definition): “Portfolio Weight” shows how much of a fund's total reported 13F portfolio value (excluding listed options) is allocated to PRTOEUR on the specific reporting date.
  • How to Use This Data (Interpretation): Quarter-over-quarter changes in shares and portfolio weight reflect a combination of active trading and market price movements. These are descriptive metrics of fund allocation, not explicit buy or sell signals.
How do you measure hedge fund conviction and institutional concentration in PRTOEUR?

We evaluate fund conviction by looking at portfolio weight rather than just absolute share count. By tracking how the largest holders —such as Fairmount and Deerfield as of Q4 2019 change their position sizing quarter-over-quarter, we help investors distinguish between deliberate position sizing changes and passive mark-to-market drift.

Does the PRTOEUR ownership data include short interest or options?

SEC Form 13F mandates the disclosure of long positions in Section 13(f) securities, which includes equities and listed options (put and call contracts), but excludes short interest, swaps, and OTC derivatives by regulatory design. On this platform, listed options are excluded from portfolio weight calculations to ensure comparability across filers.

Are family offices and university endowments included in this PRTOEUR data?

Yes. In addition to traditional hedge funds and large asset managers, any institutional entity exercising investment discretion over at least $100 million in Section 13(f) securities must file a Form 13F. This explicitly includes single-family offices and university endowments. If a qualifying family office or endowment holds PRTOEUR stock, their allocation is systematically aggregated alongside traditional fund data.

When is the institutional ownership data updated, and is there a reporting lag?

Institutional investment managers are required to file their Form 13F within 45 days after the end of a calendar quarter (the standard “T+45” window). Our platform re-ingests new filings from the SEC EDGAR database on a nightly cycle, typically within 24–48 hours of publication, providing a point-in-time snapshot of reported consensus positioning for PRTOEUR as of each filing date.